Train 25 KYC analysts on site and contribute to build up Paris team extension based in Lisbon
Manage and coach all new comers to get them reach operational KYC quality and performance that fit CIB KYC requirements
SPOC for Global New KYC Policy EMEA scope
Perform secondary level of control as Due Diligence Controller on KYC analysis of DDOs.
Form opinions related to potential operational risks and present findings acting as a liaison with the internal Legal and Compliance Departments on matters related to operational due diligence.
Perform Enhanced Due Diligence when High Risk customers. Perform Client Acceptance Committees accordingly.
Perform clients' risk assessment and assess risk sensitivity level, based on legal documentation analysis and potential negative findings, MSCQ.
Analyze KYC information on new clients relationships for Business lines include - among others - Real Estate, Aviation and Shipping, E&C, Mining, Media Telecom, Export, Leverage, Loan Syndications & Trading; and Clients types include - among others - SPVs, hedge funds, financial institutions and corporates, across all jurisdictions.
Conduct operational Due Diligence reviews including legal documentation review - among others - FATCA Tax forms W-8,W-9, AEoI Self-Certifications, Corporate Resolutions, Articles of Incorporation, Articles of Association, By-Laws, Financial Statements, Certificate of Incorporation or Commercial Registry, AML letters.
Screen PEP and perform sanctions' check through screening services - among others - Thomson Reuters World-Check, Dow Jones Risk & Compliance, Factiva, Vendor Lynx, Accuity.
Assess Politically Exposed Persons and the risk associated to them.
Ensure adequate process implementation and adjustment according to KYC relevant regulations and internal procedures - among others - MSCQ, FATCA, AEoI, MiFiD, AML/CFT, OFAC.
Keep abreast of market developments, industry trends and regulatory matters that could impact on due diligence procedures
