Expériences — Ümür Gaudichon

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Experiences

Team leader of 8 KYC analysts performing the Onboarding of Corporate Finance, Banks, and other Financial Institutions HR clients dealing with Fixed Income and Global market products
Lead global KYC activity with local head of Lisbon KYC HUB team extension and the 5 KYC analysts in charge of LR & MR clients
Lead and coordinate The Central Booking Project including transfer of existing clients and coming BAU from London HUB to Paris HUB for primary and secondary market bond origination activity
Facilitate multi-sites booking interactions with other territories through dedicated weekly coordination meetings with territories and contribute to KYC reliance approach
Guarantee the top quality of KYC analysis and control in accordance with client risk sensibility level to fight against AML/CFT, fiscal fraud, and any illegal activity that may cause damage to BNPP reputation
Publish activity performance indicators and report KPIs to the Top Management and the Business
Ensure the global communication with Business and Compliance partners
Manage good team barometer and team performance level
Reinforce the team with internal and external resources to support workload capacity
Coordinate with E2E central project team and validate renditions for Client Onboarding process redesign and optimization
SPOC for Global New KYC Policy on EMEA scope

Due Diligence KYC Compliance Analyst and Controller

BNP Paribas Corporate and Institutional Banking

July 2015 to March 2017

Full-time

Paris

France

Train 25 KYC analysts on site and contribute to build up Paris team extension based in Lisbon
Manage and coach all new comers to get them reach operational KYC quality and performance that fit CIB KYC requirements
SPOC for Global New KYC Policy EMEA scope
Perform secondary level of control as Due Diligence Controller on KYC analysis of DDOs.
Form opinions related to potential operational risks and present findings acting as a liaison with the internal Legal and Compliance Departments on matters related to operational due diligence.
Perform Enhanced Due Diligence when High Risk customers. Perform Client Acceptance Committees accordingly.
Perform clients' risk assessment and assess risk sensitivity level, based on legal documentation analysis and potential negative findings, MSCQ.
Analyze KYC information on new clients relationships for Business lines include - among others - Real Estate, Aviation and Shipping, E&C, Mining, Media Telecom, Export, Leverage, Loan Syndications & Trading; and Clients types include - among others - SPVs, hedge funds, financial institutions and corporates, across all jurisdictions.
Conduct operational Due Diligence reviews including legal documentation review - among others - FATCA Tax forms W-8,W-9, AEoI Self-Certifications, Corporate Resolutions, Articles of Incorporation, Articles of Association, By-Laws, Financial Statements, Certificate of Incorporation or Commercial Registry, AML letters.
Screen PEP and perform sanctions' check through screening services - among others - Thomson Reuters World-Check, Dow Jones Risk & Compliance, Factiva, Vendor Lynx, Accuity.
Assess Politically Exposed Persons and the risk associated to them.
Ensure adequate process implementation and adjustment according to KYC relevant regulations and internal procedures - among others - MSCQ, FATCA, AEoI, MiFiD, AML/CFT, OFAC.
Keep abreast of market developments, industry trends and regulatory matters that could impact on due diligence procedures

Senior Business Project Manager - Solution Design and Implementation

BNP Paribas - Cash Management

March 2010 to July 2015

Full-time

Paris

France

Manage multiple and complex Business projects for the design and the implementation of global cash management best solutions include - among others - Pan European Cross Border Physical Cash Pooling, Notional Pooling, Change and Interest Rates optimization, Connexis Cash Global Electronic Banking - on the behalf of 15+ large corporate clients include - among others - Allianz, BMW, Damen, Chèque Déjeuner, CGG Veritas, CH2M Hill, CMA CGM, Deutsche Post, Element 6,
G-Star, Ikea, Levi's, LVMH, Pierre Fabre, Stanley.
Advise the clients and implement tailor made designed solutions
Global coordination head of both internal and external stakeholders - HQ Group treasurer, local Treasury heads, BNPP gobal and local RMs, central and local DD team heads, global and local product managers - involved in the Chain for the design and the implementation of international cash management solutions.
Act as the main contact point for the large corporate clients in project life cycle and ensure a close and excellent relationship in each phase with a key objective of optimizing treasury, interest rate cash return and improving clients’ level of satisfaction in being fully proactive and efficient.
Lead kick off meetings, visit clients worldwide, ensure the Business project progress monitoring and reporting in using high quality standards ISO 9001 certified tools.
Attend beauty parades with the SBOs in sharing high level expertise for 50 clients’ RFP answers include - among others - Air France, BBA Aviation, Cubist, Deutsche Post, Esprit, Fujitsu, General Motors, Groupe Chèque Déjeuner, Gtech, Hella, Hop !, Interfoods, Lukoil, Merck, Metso, Pfizer, Time Inc, Toyota Tsusho, Verifone, Unilever.
Supervise and coach 20 new comers and kept abreast of products and digital concept innovations in the sector

Project Manager - Loan and Portfolio Management (2006 to 2007 as external consultant at same position)

BNP Paribas - Corporate Investment Banking

September 2006 to March 2010

Full-time

Paris

France

Co-supervise new comers.
Manage Bank strategic projects including the recasting of Topmade - the decision tool for portfolio manager and RMs, the creation of C Cube (C3) - a global tool for revenues forecasts and for client business opportunities arised from the merger of Clip revenues forecast tool and Core Data client opportunities tool.
Analyze client needs and set project documentation on enhancements, global objectives in coordination with the sponsors -
the portfolio managers, relationship managers and revenues analysts - in order to deliver the best products according to plan.
Lead project follow up and coordination meetings
Develop full scale project plans and associated communication documents.
Publish progress reports, proposals and presentations.
Built, develop and grow internal and external interactions to contribute to the success of the project.
Ensure project global communication and support worldwide