Experience — Carlos Gómez Puebla

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CV creado en DoYouBuzz

Experiencia

Execute second level controls related to the Real Estate & Personal Investors Department, to avoid possible conflicts of interest.

Monitoring and recording of incidents on the Forecast and Aurora platforms.

Preparing the action plans with the teams involved in case the results are unsatisfactory.

Review of the policies and procedures related to Compliance in accordance with the established dates.

Presentation of reports in the Internal Compliance Committee and the Territorial Compliance Committee

Management and closing of alerts through the BNP Paribas applications.

Analyzing the financial security incidents for the On Boarding and Recertification departments.

Analyzing the information received from the regulatory institutions.

Realization of a monthly bulletin in Spanish and English with the regulatory novelties of the financial sector. These reports on regulation and its impact on the business are distributed to customers and employees.

Making corporate presentations.

Supporting the compliance department in the execution of controls.

Supporting the development of regulatory projects within the entity such as MiFID II.

Collaborating with Human Resources in a weekly bulletin of internal distribution where I associate films with corporate values.

Coordinating the agenda of the program, recording news and communication with companies.

Contacting with analysts and communication directors.

Collaboration in the cinema program "Butaca Vip" with a section on classic cinema and in the sports program of the chain.

Customer service to resolve incidents related to our products.

Support, management and monitoring of your claims. Administrative and documentation work.